Lueker Mott Zezula LLC helps ensure that your company is in compliance with all necessary government regulations. We offer dependable counsel with regards to:
Controversies surrounding securities can arise between the issuing company and its shareholders, or between broker/dealers and their customers. We vigorously defend our corporate clients against shareholder class action lawsuits for alleged violations of securities regulations, including actions under:
Securities Act of 1933: covering IPO liability
Securities Exchange Act of 1934: covering ongoing disclosure violations
We also defend clients against charges of control person liability directed at officers and directors.
To schedule a consultation with Lueker Mott Zezula LLC, call 203-664-8025 or contact our Stamford, Connecticut office online.